Thomas v. Municipal Court of the Antelope Valley Judicial
District of California
878 F.2d 285 (1989)
Wanda was married to Popa, she
divorced him in order to marry Thomas.
In this matter, Wanda was
represented by an attorney named Fairfield.
A few years later, Thomas and
Wanda got a divorce.
In this matter, Fairfield
represented Thomas.
Thomas' interests were materially
adverse from Wanda's interests.
Wanda filed a criminal
complaint accusing Thomas of assault.
In this matter, Fairfield
represented Thomas.
During the trial, Fairfield
stated that Wanda had fabricated the assault charges in retaliation for
Thomas alleging that she was not officially divorced from Popa when she
married Thomas and was not entitled to community assets.
Fairfield also produced
documents proving that Wanda's marriage had not been dissolved when she
married Thomas.
He had obtained this
information from Wanda when he represented her in the previous matter.
The prosecutor moved that
Fairfield be disqualified for a conflict of interest.
The Trial court agreed that
Fairfield should excuse himself.
Alternately, Fairfield could
have gotten a written waiver from Thomas, but Thomas refused to provide a
waiver.
The Trial Court, sua sponte declared a mistrial and set a date for a new trial.
Sua sponte means that the judge did it himself, there was
motion from a party.
Thomas, still represented by
Fairfield moved for an order on acquittal on the grounds that retrial was
barred by double jeopardy. The motion was denied.
Thomas sought a writ of
prohibition, which was also denied. Thomas appealed.
The Appellate Court affirmed
the denial of the writ of prohibition.
A writ of prohibition is an
order from a superior court telling an inferior court to stop whatever it
is they are doing because they are exceeding their authority.
Thomas went back to the Trial
Court and stated that he would sign a waiver.
However, the prosecutor felt
that Thomas was not making an informed decision because Fairfield did not
explain the potential problems.
The Trial Court ordered
Thomas to confer with another lawyer before signing the waiver.
Instead of conferring with
another lawyer, Thomas petitioned for a writ of prohibition at the
California Supreme Court. They sent the issue down to the Appellate Court
which denied the petition.
Thomas went to the Federal
Trial Court and petitioned for a writ of habeus corpus. It was denied.
Thomas argued that the Trial
Court had improperly determined that Fairfield had a conflict of
interest.
Thomas argued that retrial
should be barred because the Trial Judge had sua sponte declared a mistrial without manifest
necessity.
Thomas appealed to the
Federal Appellate Court.
The Federal Appellate Court
affirmed.
The Federal Appellate Court
denied the writ of habeus corpus.
The Federal Appellate Court
found that the conflict of interest
did create a manifest necessity of a mistrial because Thomas did not have effective,
conflict-free representation.
A conflict of interest exists when an attorney must prepare a case
against, cross-examine, or impeach a former client on subject matter so
closely connected with that of the earlier representation that
confidences might be involved.
That's Rule 1.9
In this case, Fairfield,
who had confidential knowledge of Wanda's divorce from Popa, intended to
make accusations against Wanda with regard to the divorce from Popa.
Fairfield was in an
untenable position. He would have to either betray a former client's
confidences, or not represent Thomas to the best of his ability.
Even though Fairfield's first
representation was a divorce proceeding and the second was a trial for
assault, the two matters were still substantially related, because confidential information from the
original representation could be used in the current representation.