In re Alleged Will of Ranney
124 N.J. 1, 589 A.2d 1339 (1991)
Ranney and his wife Betty went
to a lawyer to get wills drawn up.
The lawyer made some technical
errors, the biggest of which was to have the witnesses sign not on the
will itself (in the attestation clause), but on a separate sheet of paper.
The separate sheet of paper
is called a self-proving affidavit.
Formalities listed on a self-proving
affidavit are irrebuttable, which is
what makes them valuable. However, under New Jersey State law, you have
to have the witnesses sign the attestation clause as well as the self-proving
affidavit!
The lawyer was later
disbarred for issues not related to this case.
Ranney died and Betty
contested the will.
There was no allegation of
fraud or undue influence. The sole issue was whether the will met the
letter of the law.
Technically, since the
witnesses never signed an attestation clause in the will itself, there weree no official
witness signatures.
The Probate Court found the
will to be invalid.
The Probate Court was
satisfied that the will was genuine, but that the witnesses did not
strictly comply with New Jersey State law.
The Appellate Court reversed.
The Appellate Court found
that the self-proving affidavit
with the witnesses' signatures was part of the will and therefore it
literally complied with State law.
The New Jersey Supreme Court
affirmed, but for different reasons.
The New Jersey Supreme Court
found that the self-proving affidavit
was not part of the will and therefore it did not strictly comply with
New Jersey State law.
However, the Court found
that the will substantially complied
with New Jersey State law and should therefore be considered valid.
"Rigid insistence on
literal compliance often frustrates the purpose of a will and defeats
the intent of the testator."
However, the Court warned
that, "our adoption of substantial compliance should not be construed as an invitation to
either carelessness or chicanery."
The Uniform Probate Code
§ 2-503 (and the Restatement
of Wills § 3.3) now says that a
document that has not been executed in compliance with the code can be
treated as if is had been in compliance if there is clear and
convincing evidence that the decedent intended the document to
constitute a will.
In this case, the self-proving
affidavit was pretty clear
and convincing evidence that Ranney
meant to create a valid will.
The doctrine of substantial
compliance (aka harmless
error)