People v. Goetz
68 N.Y.2d 96, 497 N.E.2d 41 (1986)
Goetz was worried about
getting mugged and so he carried a gun with him on the subway. Four
youths approached him and one said, "Give me five dollars."
Goetz responded by shooting and wounding all four of the youths.
Goetz surveyed the scene,
and realizing that one of the youths wasn't wounded, went back and shot
him again.
Goetz claimed he was being
robbed, and then fled the scene, although he later turned himself in.
Goetz argued that he was
shooting in self-defense.
The prosecutor told the Grand
Jury that in order to be self-defense
under New York law (Penal Law §35.15), a person must reasonably
believe that the victim was about to
use deadly force, or is committing a kidnapping, forcible rape, or
robbery.
The prosecutor clarified
that the jury should read the term reasonably believe as "whether the defendant's conduct was
that of a reasonable man in the defendant's situation." (the objective
standard)
The Grand Jury charged Goetz
with attempted murder, assault and weapons possession.
The Trial Court dismissed all
the charged. The prosecutor appealed.
The Trial Court found that
the prosecutor had instructed the jury incorrectly. Under §35.15, the proper question was whether the
defendant's reactions were reasonable to him, not
reasonable to a reasonable person. (the subjective standard).
A subjective standard would
allow the jury to consider factors specific to Goetz, like the fact he had
been mugged before and was extra scared.
The Appellate Court affirmed
the dismissal. The prosecutor appealed.
The New York Supreme Court
reversed and reinstated the charges.
The New York Supreme Court
noted that under Model Penal Code §3.04(2)(b) a defendant charged with murder (or attempted
murder) need only show that he believed that the use of deadly force was
necessary to protect himself to prevail on a self-defense
claim (subjective standard)
However, if the defendant's
belief was reckless or negligent, he could still be charge with a lesser
offense, like manslaughter.
See also Model Penal
Code §3.09.
However, under §35.15, a defendant must reasonably
believe that he was acting in self-defense. Because of that one-word
change, the Court found that the Legislature intended people who unreasonably believe that they are acting in self-defense
are excluded from using the defense (objective standard).
The Trial Court convicted
Goetz of carrying an unlicensed concealed weapon, but acquitted him of all
other counts. However, the youths sued Goetz and won $43M.