Castle Rock Entertainment, Inc. v. Carol Publishing Group, Inc.
150 F.3d 132 (2d Cir. 1998)
Castle Rock made a popular tv
show called Seinfeld. Carol published a book of containing trivia
questions and answers related to the tv show.
The book referenced specific
episodes, characters, and events of the show, and directly copied lines
of dialogue.
Castle Rock sued for copyright
infringement.
Castle Rock argued that the
book was a derivative work, and
that only the copyright holder has the right to authorize a derivative
work.
See 17 U.S.C. §106(2).
Carol argued that Castle
Rock owned the copyright on a tv show, not a trivia book. Carol argued
that the format of the book was so different than the show, and that the
book contained original research and expression, therefore there was no substantial
similarity between the two works.
Basically, Carol argued
that under the total concept and feel test the two works were not substantially similar because they had totally different themes,
sequence, pace, etc.
The Trial Court found for
Castle Rock. Carol appealed.
The Appellate Court affirmed.
The Appellate Court found
that since the characters and events referenced in the book "spring
from the imagination of Seinfeld's authors" the book plainly copied
copyrightable creative expression. Therefore there was substantial
similarity between the book and the
tv show.
In addition, the Court
found that an ordinary observer would find that book and tv show were
substantially similar, and that even under the total concept and feel
test, there was still substantial
similarity.
Carol argued that their book
was not infringement because it was covered by the fair use exemption (35 U.S.C. §107).
However the Court found that it was not, based on a four-factor test for
determining if something counts as fair use:
Commercial or non-commercial
use.
The Court found that
Carol's book was commercial, and not criticism, commentary, or parody
of the original.
The nature of the
copyrighted work.
The Court found that
fictional works, like Seinfeld have greater protection than non-fictional
works.
The amount of the original
work used.
The Court found that
Carol's book copied the original more than necessary to "further
the purpose and character of the use."
The effect on the potential
market.
The Court found that even
though Castle Rock did not produce a Seinfeld trivia book, their
copyright gave them the exclusive right to distribution, and Carol's book infringed that right by
reducing the potential for Castle Rock to market their work.